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Simon is the RBC Head of Surveillance for Europe and Asia Pacific He manages Trade, E-Communications and Voice Surveillance teams responsible for the identification of possible Market Abuse or Misconduct by RBC Clients and Employees, Simon is a Finan
Talks About #fintech
Preferred Locations #Europe
In the wake of Market Watch 68, the proliferation of trading venues has challenged the ability for surveillance systems to monitor for potential market abuse.
Where the world's leading financial institutions and regulators discuss the future of non-financial risk and control. In 2022 XLoD Global will take place in-person for the very first time.
