RegTech Summit New York
16
Nov
-
16
Nov
2022
When
New York City
New York
USA
Where

Now in its 6th year, the RegTech Summit in New York will bring together the regtech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation in regulatory compliance, cut costs and support regulatory change.

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16 - 16 Nov 2022
In-Person

Speakers and Delegates
Industry Experts and Thought Leaders

Manager, Innovation Policy
Head of Americas Supervision
Director - Head of US Regulatory Services
CEO - Berenberg Asset Management | Head of Risk and Finance - Berenberg Capital Markets
AI/ML Product Strategy
Head of Investment Bank Regulatory Reporting Technology - Director
Director - Head of Wealth Management Technology AI Solutions,
Head of Americas Trade & Transaction Reporting
Transaction Monitoring Product Owner
Deputy Head of Anti-Financial Crime, Americas
President, North America

Sponsors and Exhibitors
Brand, Media and Promotional Partners

SmartStream Technologies

SmartStream is a recognised leader in financial transaction management solutions that enables firms to improve operational control, reduce costs, build new revenue streams, mitigate risk and comply accurately with regulations.

Clausematch

Clausematch is an award-winning regulatory technology (RegTech) company that enables heavily regulated organizations and other regulated companies to run their businesses safely and meet compliance obligations.

ACA Group

ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We partner with our clients to help them mitigate the regulatory, operational, and reputational risks inherent in their business functions.

Moody's Analytics

Moody’s Analytics provides financial intelligence and analytical tools supporting our clients’ growth, efficiency and risk management objectives.

S&P Global

S&P Global (NYSE: SPGI) provides essential intelligence. We enable governments, businesses and individuals with the right data, expertise and connected technology so that they can make decisions with conviction.

The Derivatives Service Bureau

The Derivatives Service Bureau (DSB) is a fully automated generator of International Securities Identification Numbers (ISINs) for OTC derivatives.

The Depository Trust & Clearing Corporation (DTCC)

With over 45 years of experience, DTCC is the premier post-trade market infrastructure for the global financial services industry.

Middesk

Middesk's mission is to enable every business to access the products and services they need to grow and thrive.

S3

S3 provides financial industry clients with the intelligence, services, and technology that help them to make their trades, the best trades.

Financial Services Review

Financial Services Review is a Business and Technology magazine that offers a knowledge network for financial services. It also shares news articles on the latest developments in the financial industry.

The RegTech Association

Established in 2016, the RegTech Association is the peak body whose members aim to promote good corporate practice in the management of compliance.

Banking CIO Outlook

Banking CIO Outlook is an enterprise technology magazine It is the go-to resource for senior-level technology buyers and decision makers to learn and share their experiences with products/services, technologies and Banking technology trends.

n-Tier fs

n-Tier Financial Services is centered on a design philosophy for the creation of enterprise quality software solutions with a focus on the efficient delivery of automation to clients.

Castlepoint Systems

Castlepoint is an information and records management solution for the enterprise.

Trillium Labs

We are a fintech development group and the proud creators of Surveyor, a post-trade surveillance and best execution software designed to accurately detect and eliminate market manipulation.

KOR Financial

KOR is the only cloud native family of global trade repositories and regulatory reporting services.

FINOS

FINOS (The Fintech Open Source Foundation) is a nonprofit whose mission is to foster adoption of open source, open standards and collaborative software development practices in financial services.

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